Johannesburg, South Africa
Fit & Proper Manager is a comprehensive, web-based compliance platform designed to help Financial Service Providers (FSPs) meet demanding industry requirements for professional standards. This solution simplifies the complex management of staff competency by providing a centralized system to effectively record, assess, monitor, and report on the entire lifecycle for Key Individuals and Representatives.
It streamlines workflows, reduces administrative burden, and enhances accuracy by automating the tracking of qualifications, experience, ongoing training (CPD), supervision, and declarations, ultimately empowering FSPs to manage obligations and maintain a competent advisory force efficiently.
Moonstone Compliance required a robust, centralized system to help their FSP clients navigate complex professional standards. The challenge was to create a comprehensive platform that could automate the tracking and monitoring of staff competency, qualifications, and experience while simplifying the management of ongoing training and supervision processes. The system needed to provide clear, auditable records for compliance verification, reduce administrative burden from manual tracking, and ensure data security with appropriate access controls throughout.
Record, assess, monitor, and report on staff competency, qualifications, and experience.
Manage and track ongoing training requirements and activities.
Facilitate and document the supervision process for representatives.
Tools for data import/export and integration capabilities.
